Recent Regulatory Actions – what we can learn from it.
30th November 2022This webinar, led by Effecta Compliance will review the recent regulatory action taken by the FCA, including some of...
This webinar, led by Effecta Compliance will review the recent regulatory action taken by the FCA, including some of...
PwC lead a discussion on all things tax related for broking firms. This event will focus on: General tax...
C&G Regulatory Solutions is offering members of the Broker Club a 20% discount off the RRP of its Consumer Duty...
Many firms post COVID have reverted to a hybrid working model with staff working from various locations, sometimes full...
Thanks as always to Terry Sahathevan and his Deloitte colleages Emily Cockrell and Tasneem Saiki for their interesting and...
In this in person, interactive roundtable Katharine Leaman from regulatory compliance specialists Leaman Crellin led a discussion on the Global FX Code...
In this session, Wheelhouse Advisors regulatory experts talked about: ICARA – The new normal: Meeting your ICARA obligations Underlying...
In the first of two sessions, Wheelhouse Advisors discuss embedding the new IFPR regime with particular reference to: •...
Recently published insights from Deloitte’s EMEA Centre for Regulatory Strategy Overview: The FCA recently published its new three-year strategy...
On 24 March, UK regulators set out their expectations of how existing regulatory frameworks apply to regulated firms’ crypto...
The Broker Club and ACI UK, the community for individuals involved in foreign exchange markets, have agreed to collaborate...
Investor interest in sustainable finance has grown exponentially in recent years. With this in mind, some credit rating agencies...
The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.
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