The Impact of the FCA’s Consumer Duty on Broking Firms with Deloitte
01st September 2022Thursday 1st September 2022 at 8 AM, webinar with Deloitte. Following the publication of the FCA’s final policy...
Thursday 1st September 2022 at 8 AM, webinar with Deloitte. Following the publication of the FCA’s final policy...
Wednesday 7th September 2022 at 8 AM, webinar with Rajani & Co. How to carry out an internal...
Thursday 8th September 2022 at 8 AM, webinar with Leaman Crellin. Reporting Breaches under SMCR Annual breach reports...
Thursday 8th September 2022 at 4 PM, webinar with Rajani & Co. We spend more than 1/3 of...
Thanks as always to Terry Sahathevan and his Deloitte colleages Emily Cockrell and Tasneem Saiki for their interesting and...
In this in person, interactive roundtable Katharine Leaman from regulatory compliance specialists Leaman Crellin led a discussion on the Global FX Code...
In this session, Wheelhouse Advisors regulatory experts talked about: ICARA – The new normal: Meeting your ICARA obligations Underlying...
In the first of two sessions, Wheelhouse Advisors discuss embedding the new IFPR regime with particular reference to: •...
Recently published insights from Deloitte’s EMEA Centre for Regulatory Strategy Overview: The FCA recently published its new three-year strategy...
On 24 March, UK regulators set out their expectations of how existing regulatory frameworks apply to regulated firms’ crypto...
The Broker Club and ACI UK, the community for individuals involved in foreign exchange markets, have agreed to collaborate...
Investor interest in sustainable finance has grown exponentially in recent years. With this in mind, some credit rating agencies...
The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.
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