About us

“People in financial markets compliance are working in a very dynamic industry. Financial services isn’t static – it is changing all the time, regulations, compliance processes, industry best practices, codes of conduct and so on. People need to be proactive in staying up to date. Training needs to be constant and kept up to date to stay relevant for the role you do.” 

The Broker Club is an active community for brokers operating within Financial/Capital Markets. We focus on providing insight, knowledge and education around markets regulation (e.g. SMCR, MAR, MiFID, ICARA, IFPR, Consumer Duty, Operational Resilience etc.), standards of best practice (GRC, ESG etc.), compliance, conduct and culture – as well as technology and markets innovation – supports member firms, and the wider industry.  Our unique and extensive network of leading industry advisors, specialist consultants, legal firms and technology providers give members unrivalled access to timely and broad and deep market knowledge, helping Broker Club members to:

  • Navigate effectively through the increasingly complex regulatory landscape
  • Understand – and satisfy – ever-changing governance, risk and compliance obligations
  • Take advantage of extensive market intelligence (articles and white papers) available only to members (Resource Centre)
  • Identify effective alternatives to traditional suppliers
  • Operate more efficiently with limited/challenged internal resources
  • Contribute to industry debate alongside industry peers

Membership of The Broker club gives you all this and much more.

Download more information here.

Get in touch 

M: +44(0)7990 561288

T: +44(0)20 3786 7265

E: sally.jones@thebrokerclub.org

Register Today

The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

Click here to register