
ESMA Releases Consultation Paper on Guidelines on Appropriateness and Execution Only
February 8, 2021ESMA has released a consultation paper on guidelines on appropriateness and execution only. In particular, this paper is addressed to...
ESMA has released a consultation paper on guidelines on appropriateness and execution only. In particular, this paper is addressed to...
The Prudential Regulation Authority has highlighted the following five areas for priority focus this years: Financial Resilience, LIBOR Transition,...
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, is issuing a public statement to remind...
FCA focuses on risks associated with unmonitored communications, including the use of unencrypted apps, such as WhatsApp, for sharing...
With much of Europe and other global jurisdictions returning to yet another lockdown, we can be reasonably confident that...
The FCA has reminded firms of their obligation to regularly review regulatory permissions to ensure they are up to...
Major markets globally have suffered outages in 2020. Should exchanges be doing more to ensure markets operate efficiently and...
Senior bankers have warned that working from home is becoming unsustainable. View the full article from Bloomberg HERE
The growing focus of traders to achieve effective workflows, save cost and time, and improve execution outcomes for more...
The Confederation of British Industry, along with PricewaterhouseCoopers have released their Quarter 4 results of the 2020 Financial Services...
The latest FCA Market Watch newsletter has set out their increased expectations for firms recording telephone conversations while operating...
On 24 December 2020 after years of discussion and a final nail-biting fortnight of negotiations the UK and EU...