Company Gifts and Entertainment Policy Survey
March 3, 2020 UncategorizedThe Broker Club recently sent a survey to members in compliance roles asking about their company’s Gifts and Entertainment...
Broker relevant articles |
Other Categories //
Employers Liabilities at Office Parties
January 16, 2020 UncategorizedOffice Parties. What are the employer’s liabilities regarding any unwanted/unlawful behavior by its employees, and what steps can it...
Pottering around: Trading and Entrepreneurs’ Relief
January 16, 2020 UncategorizedEntrepreneurs’ Relief (“ER”) is a prize worth fighting for, reducing as it does the rate of CGT to 10%...
Is it still worth getting involved with Cryptocurrency?
January 16, 2020 UncategorizedSome of the biggest retailers in the world, including Starbucks and Burger King, now accept cryptocurrencies through exchange systems...
Cryptocurrency Buying and Selling and How It Works
January 16, 2020 UncategorizedIn an article for What Investment magazine, BKL financial services partner Jon Wedge explores cryptocurrency’s move into the mainstream...
Mobile Device Policies on Trading Floors & MIFID II Member Survey
November 27, 2019 UncategorizedBefore our round table ‘Mobile Device Policies on Trading Floors & MIFID II’, The Broker Club reached out to...
The Role of ACAS in an Employment Tribunal Claim
June 12, 2019 UncategorizedBefore an Employment Tribunal (“ET”) can accept a claim in respect of, for example, unfair dismissal, discrimination, or harassment,...
Brokers Leading Algorithmic Trading
June 11, 2019 UncategorizedThe recent TRADE’s 2019 Algorithmic Trading Survey has found brokers are performing in the post-MiFID II landscape while banks...
Privilege
June 10, 2019 UncategorizedThis topical subject has been raised in two well-publicised instances recently. The first related to “Parliamentary Privilege”, which Peter...
Bonuses
June 9, 2019 UncategorizedWe are approaching the time of year when bonuses in many industries, including financial services, are being declared and...
Athletes Receiving Centralised Funding. Employees or Not?
June 9, 2019 UncategorizedThe media has reported comprehensively the recent case law which considered variously whether Uber drivers or Pimlico plumbers were...
Your Employer Goes Into Administration. What Are Your Rights?
June 8, 2019 UncategorizedThe recent news that British Steel has slipped into compulsory liquidation and appointed the Official Receiver to oversee and...