
Briefing Paper: Anti-Money Laundering
January 4, 2021 UncategorizedOur partners at 3 Lines of Defence Consulting have produced a briefing paper on Anti-Money Laundering, with the Sixth...
Our partners at 3 Lines of Defence Consulting have produced a briefing paper on Anti-Money Laundering, with the Sixth...
Our partners at 3 Lines of Defence Consulting have produced a briefing paper on considerations for firms, with the...
Machine learning (ML) is the driving force behind the next generation of multi-layered automated testing for trading platforms. Learn...
Our personal account survey carried out last week showed a variety of approaches to Personal Account Dealing (PAD) within...
The FCA has recently released a statement share trading obligations, with the prospect of the Brexit transition period ending...
In 2018 produced guidance on board effectiveness. This report can be viewed HERE
This report, from the FSB, provides a toolkit that firms and supervisors can use to mitigate misconduct risk. The...
Artificial intelligence and machine learning are transforming the e-trading landscape in capital markets. The availability, consistency, and consumption of...
At the City Financial Global event, Julia Hoggett, FCA Director, Market Oversight, delivered a speech on Market Abuse in...
The FCA’s latest newsletter on market conduct and transaction reporting issues, Market Watch 65, can be read HERE
The news that one of JP Morgan’s most senior credit traders has become the latest Wall Street employee to...
The judgement (published on 30 July 2020) in Ramchandani v Citibank N.A. 3200403/2014 has shone a light on the...
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