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ESMA Releases Consultation Paper on Guidelines on Appropriateness and Execution Only

ESMA Releases Consultation Paper on Guidelines on Appropriateness and Execution Only

ESMA has released a consultation paper on guidelines on appropriateness and execution only. In particular, this paper is addressed to investment firms and credit institutions providing investment services and activities, investment firms and credit institutions when selling structured deposits and external Alternative Investment Fund Managers (AIFMs) when providing investment services. The full paper can be viewed HERE and responses can be submitted HERE