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New Date: 15th June: Appointed Representative Regime: What the Changes Mean for Broking Firms – with Effecta Compliance

May 11 @ 4:00 pm - 5:00 pm

New Date:  WEBINAR | 15 June | 4.00 p.m. to 5.00 p.m.

The FCA has published details of significant changes that it is proposing to its rules relating to the appointment and oversight of appointed representatives. These changes will have a significant impact on firms.  Join us on 4 May to hear from markets and compliance specialist Clemmie Bowyer from Effecta Compliance on what these changes mean for broking firms.

About your presenter

Clementine (Clemmie) Bowyer is a Director at Effecta Compliance with expertise in Global Brokerage Compliance, Risk Management, Regulatory Compliance and Operational Risk Management. She has over 15 years of UK compliance and regulatory experience, with a specific focus working in-house for global brokerage firms. Clemmie has experience working with a wide range of asset classes, including FX, Money Markets, Credit, Equities and Rates and has been heavily involved in advising companies on their MiFID II requirements and the impact of Brexit to their businesses.

 

Registrations are now closed for this event - contact events@thebrokerclub.org for more information

Details

Date:
May 11
Time:
4:00 pm - 5:00 pm

Venue

Virtual Event
United Kingdom

Organiser

The Broker Club
Phone:
07990 561288
Email:
events@thebrokerclub.org

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