Loading Events

All Events

  • This event has passed.

CANCELLED – NEW DATE – 21 JULY Benchmarks Regulation – in assocation with Effecta Compliance

July 6 @ 4:00 pm - 5:00 pm

THIS EVENT HAS BEEN RESCHEDULED TO 21st July | 4.oo p.m. to 5:00 p.m.

The Benchmarks Regulation establishes a regime for benchmark administrators that ensures the accuracy and integrity of benchmarks.  Clemmie Bowyer of Effecta Compliance will run through what this means for broking firms, and what compliance teams need to be aware of.

 

Clementine (Clemmie) Bowyer is a Director at Effecta Compliance with expertise in Global Brokerage Compliance, Risk Management, Regulatory Compliance and Operational Risk Management. She has over 15 years of UK compliance and regulatory experience, with a specific focus working in-house for global brokerage firms. Clemmie has experience working with a wide range of asset classes, including FX, Money Markets, Credit, Equities and Rates and has been heavily involved in advising companies on their MiFID II requirements and the impact of Brexit to their businesses.

www.effectacompliance.com

Registrations are now closed for this event - contact events@thebrokerclub.org for more information

Details

Date:
July 6
Time:
4:00 pm - 5:00 pm

Venue

Virtual Event
United Kingdom

Organiser

The Broker Club
Phone:
07990 561288
Email:
events@thebrokerclub.org

Register Today

The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

Click here to register