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CFD Providers – a two part series on the new rules for Financial Promotions: Part 2

January 26 @ 4:00 pm - 5:30 pm

How can you turn the new rules for Financial Promotions and Consumer Duty into an advantage, with clients trading more frequently and confidently?

On 1st December 2022, the FCA issued a Dear CEO letter to CFD providers outlining its expectations and highlighting areas of poor practice seen in firms.

The FCA expects all CFD firms to have agreed their actions and next steps in response to these concerns, where they apply, by the end of January 2023 and in advance of the Consumer Duty regulation coming into force in July 2023.

In the second part of the series you will find out how to turn that to your advantage by leveraging the FCA requirements to provide more information and guidance to clients and turn them into confident investors.

 

Please note this is an in person, round table discussion event at Eight Club bank and therefore we are limited on numbers.   Places are allocated on a first come, first serve basis.


To register for this event submit your details below or email events@thebrokerclub.org

Registrations are now closed for this event - contact events@thebrokerclub.org for more information


 

Details

Date:
January 26
Time:
4:00 pm - 5:30 pm

Venue

Eight Members Club Bank
1 Change Alley
London, EC3V 3ND United Kingdom
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The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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