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Market Conduct Series – Part III – Control Frameworks

November 3, 2021 @ 8:00 am - 9:00 am

Fortnightly breakfast briefings from industry experts:
All sessions from 08:00 – 09:00 | Virtual events

Part III – Wednesday 3 November – Focus on Control Frameworks
In association with Leaman Crellin

Conduct and compliance experts Leaman Crellin will once again provide market practitioners with a comprehensive overview of financial market abuse/conduct regulations and codes, insight into compliance obligations and challenges, and an update on conduct ‘hot topics’.

Registrations are now closed for this event - contact events@thebrokerclub.org for more information


November 3, 2021
8:00 am - 9:00 am



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The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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