- This event has passed.
Market Conduct Series – Part III – Control Frameworks
November 3, 2021 @ 8:00 am - 9:00 am
Fortnightly breakfast briefings from industry experts:
All sessions from 08:00 – 09:00 | Virtual events
Part III – Wednesday 3 November – Focus on Control Frameworks
In association with Leaman Crellin
Conduct and compliance experts Leaman Crellin will once again provide market practitioners with a comprehensive overview of financial market abuse/conduct regulations and codes, insight into compliance obligations and challenges, and an update on conduct ‘hot topics’.
Registrations are now closed for this event - contact events@thebrokerclub.org for more information