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What are the Main Themes in the ‘Dear CEO’ Letter to Wholesale Brokers, Dated Jan 2023?

April 25 @ 4:00 pm - 5:30 pm

Tuesday 25th April 2023 at 4 PM, at the Eight Club Bank.

 

Clemmie Bowyer from Effecta Compliance will lead a round table discussion on the recent ‘Dear CEO’ Letter to Wholesale Brokers, going through each of the points raised and advising on how what this means for firms and how best to ensure your firm meets the requirements.

 

To join this event complete the form below or email events@thebrokerclub.org

 

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Details

Date:
April 25
Time:
4:00 pm - 5:30 pm
Event Tags:
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Organisers

The Broker Club
Effecta Compliance

Venue

Eight Members Club Bank
1 Change Alley
London, EC3V 3ND United Kingdom
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The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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