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Enforcement Themes – with Tom Hine, former Head of Enforcement at LME

April 18 @ 4:00 pm - 6:30 pm

Thursday 18th April 2024 | 04:00 PM – 06:30 PM | Eight Club Bank

 

Enforcement Themes

 

Tom Hine is the former General Counsel & Head of Enforcement of the London Metal Exchange. Now in private practice, he is defending firms against many separate live enforcement investigations brought by the FCA and other regulatory authorities. Tom will share insights from his experiences on both sides of the “regulatory fence”:

  • A look at the most interesting enforcement cases from the last year
  • Analysis of the themes emerging from recent investigations
  • Analysis of common ways in which investigations arise.
  • The recent FCA consultation on publicising enforcement investigations.

 

This event will give great insight for all governance, risk, compliance, and in-house legal staff.

 

To register to attend, complete the form below or emailĀ events@thebrokerclub.org.

 

Registrations are now closed for this event - contact events@thebrokerclub.org for more information

 

Details

Date:
April 18
Time:
4:00 pm - 6:30 pm
Event Tags:
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Organiser

The Broker Club
Phone:
+447990561288
Email:
events@thebrokerclub.org
Website:
View Organiser Website

Venue

Eight Members Club Bank
1 Change Alley
London, EC3V 3ND United Kingdom
+ Google Map
Phone:
+442076210808
Website:
View Venue Website

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