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False Starts and Laggards Part 2: Control Functions

March 23, 2023 @ 4:00 pm - 5:30 pm

** PLEASE NOTE: THE FOCUS OF THIS EVENT IS NOW CONTROL FUNCTIONS. THE ORIGINAL FOCUS OF REMUNERATION STRUCTURE HAS BEEN MOVED TO THE FOURTH EVENT IN THE SERIES, HELD ON THURSDAY 6TH APRIL 2023 AT 4 PM, AT THE EIGHT CLUB BANK **

 

Thursday 23rd March 2023 at 4 PM, at the Eight Club Bank.

 

False Starts and Laggards Part 2: Control Functions.

 

Join us for a series of talks about the Dear CEO Letter to the wholesale broking sector.  Hear from Simon Tweddle and some of the team at Shapes First when they will expand on points raised in the letter and from the article they posted when the letter was sent out: https://www.shapesfirst.com/news-views/false-starts-and-laggards-the-fca-lay-in-to-wholesale-broking-firms.

 

Session 2: Control Functions

  1. The elephant in the room: risk management and compliance as an activity, not a department.
  2. Client onboarding, one size does not fit all.
  3. The Market Abuse Risk Assessment – what does the FCA want?

 

Join us for the second in our four-part series where we do a deep dive into Control Functions.  This is being held at Eight Club Bank.  To register enter your details below or email events@thebrokerclub.org

 

Registrations are now closed for this event - contact events@thebrokerclub.org for more information

 

Details

Date:
March 23, 2023
Time:
4:00 pm - 5:30 pm

Venue

Eight Members Club Bank
1 Change Alley
London, EC3V 3ND United Kingdom
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Phone:
+442076210808
Website:
View Venue Website

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