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FCA Dear CEO letter on TTCAs with Leaman Crellin
August 6, 2020 @ 8:00 am - 9:00 am
Following the FCA’s publication of their “Dear CEO” letter, regarding the use of TTCA and the Matched Principal Exemption, Katharine Leaman, of Leaman Crellin, will lead our discussion on firms’ compliance obligations in relation to the use of TTCAs.
The FCA’s letter can be read HERE
If you would like to attend this video conference, please email: events@thebrokerclub.org