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Future-Proofing Your Firm: How to Remain Compliant During Remote Working

March 11 @ 4:00 pm - 5:00 pm

Fingerprint Supervision lead our series: Future-Proofing Your Firm: Navigating Through 2021 and Beyond, a four-part series delving into the nitty-gritty of how to operate a resilient, compliant and growth-focused in 2021.

 

PART 1:  Market Watch 66 Review – How to Remain Compliant During Remote Working

 

Why are the FCA so concerned about the risks presented by employees working from home, and the wider risk this poses to markets, investors, and clients? How far will the FCA go to ensure that firms are monitoring and supervising their employees effectively? What are the consequences of not tackling the regulators new concerns? How can your firm pivot and thrive in this ‘new normal’? This and more will be answered by a diverse group of industry experts.

To register for this video conference round table, please email: events@thebrokerclub.org

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Details

Date:
March 11
Time:
4:00 pm - 5:00 pm

Venue

Video Conference