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Holistic Compliance for Broker Firms- Fact vs Myth with Shield

January 23, 2020 @ 8:00 am - 9:30 am

Is surveillance a top tier luxury?

Shield will discuss why broker firms are neglecting eComms surveillance and focussing mainly on trade. Eran and Shira will talk about the benefits of cloud based compliance and surveillance on a budget; touching upon the levels of risk broker firms are accepting when it comes to compliance and the data challenges they face.


January 23, 2020
8:00 am - 9:30 am


Boardroom, 6th Floor, Becket House
36 Old Jewry
London, EC2R 8DD United Kingdom
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The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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