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How to Manage a Potential Market Abuse Situation

October 21, 2020 @ 4:00 pm - 5:00 pm

You know that preventing, detecting and punishing market abuse is a high priority for the FCA but what happens when you spot something within your firm? This session from Leaman Crellin Limited will discuss how to go about your internal investigation, managing the regulator and what to do if you’re not looking at a false positive.

This is part of a series of round tables on market conduct, in conjunction with Leaman Crellin. If you would like to attend this video conference, or any others in the series please email: events@thebrokerclub.org


October 21, 2020
4:00 pm - 5:00 pm



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The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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