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Industry Codes 101

November 25, 2020 @ 4:00 pm - 5:00 pm

Between 2017 and 2018 three industry codes were published each replacing elements of the NIPs code. All three have since been recognised by the UK regulators who are encouraging firms to commit to these codes. What are they are and why would you want to commit to them? This session from Leaman Crellin Limited will cover each of the three codes and give you some tips on implementation.

This is part of a series of round tables on market conduct, in conjunction with Leaman Crellin. If you would like to attend this video conference, or any others in the series please email: events@thebrokerclub.org


Registrations are now closed for this event - contact events@thebrokerclub.org for more information


November 25, 2020
4:00 pm - 5:00 pm



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The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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