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Market Abuse with Bovill

May 14, 2020 @ 4:00 pm - 5:30 pm

Brokers are under pressure from regulators, exchanges and trading platforms to demonstrate their market abuse controls are effective. Regulators in particular are clear in their expectation that all brokers should complete a market abuse risk assessment and have proportionate surveillance arrangements. In this session Bovill will discuss how to complete an effective market abuse risk assessment, and how to then build out market abuse controls that are both targeted and proportionate to your business.


May 14, 2020
4:00 pm - 5:30 pm


Room 4, 3rd Floor, Becket House
36 Old Jewry
London, EC2R 8DD United Kingdom
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The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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