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Operational Resilience & Impact on Clients – in association with Aldbury International

February 16 @ 4:00 pm - 5:00 pm

PLEASE NOTE THAT THIS EVENT WILL NOW BE RUN AS A WEBINAR.

The PRA/FCA deadline for ensuring that a firm’s operational resilience programme is at an acceptable level is now just 6 weeks away. These new regulations will affect all financial firms, whether directly in scope of the new regulations, regulated but out of scope, or, a regulated or unregulated third party service provider.

Those in scope are impacted directly by these new rules and must be prepared. Those out of scope have been told by the FCA that “they may also want to consider the policy…” – regulator-speak for “you had better have a very good reason for not following the policy”. Third party service providers will be receiving detailed questions from ‘in scope’ clients since there is an imperative for them to understand the resilience of their whole supply chain – and if it isn’t resilient, to change it.

In short, everybody will be sucked into these new regulations by default.

This event will review what forthcoming regulations mean for ‘in’ and ‘out of scope’ firms, what brokers need to know and how getting it right can enhance business opportunities.  Charles Taylor, Chris Goodeve-Ballard and Robin Hamilton from Aldbury International, experts in all aspects of operational resilience and crisis management, will talk through their experiences and the organisational and commercial benefits of implementing ‘best practice’.

Registrations are now closed for this event - contact events@thebrokerclub.org for more information

Aldbury International are financial sector Operational Resilience specialists.  Its unique multi-disciplinary team leads the way in building capability within financial firms in areas including Senior Managers Regime assessments, 3rd party supplier due diligence, impact tolerance assessments, BCP & crisis management planning.

Details

Date:
February 16
Time:
4:00 pm - 5:00 pm

Venue

Virtual Event
United Kingdom

Organiser

The Broker Club
Phone:
07990 561288
Email:
events@thebrokerclub.org

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The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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