Loading Events

All Events

UK-EU Regulatory Divergence Part 3: The Best Ways for Organisations to Manage Regulatory Divergence with BNY Mellon | Pershing

November 2 @ 8:00 am - 9:00 am

Wednesday 2nd November 2022 at time TBC, webinar with BNY Mellon | Pershing.

 

The final installment of the series with BNY Mellon | Pershing will leave listeners with actionable steps to manage regulatory divergence and outsourcing options to consider.

 

Specific talking points include:

  • Encouraging firms to look for internal efficiencies as well as collate and manage data smartly to reduce ongoing costs and help drive coordination across utilised systems.
  • Highlighting the importance of robust process building, including proper regulatory horizon scanning and adequate traceability to ensure there is a good audit trail and a look-back that demonstrates compliance.
  • Urging brokers to be proactive and help drive the dialogue on what’s best for global markets via consultations and other opportunities for industry input.

 

Log in to register

Details

Date:
November 2
Time:
8:00 am - 9:00 am

Venue

Video Conference

Organisers

BNY Mellon | Pershing
The Broker Club

Register Today

The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

Click here to register