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UK-EU Regulatory Divergence Part 3: The Best Ways for Organisations to Manage Regulatory Divergence with BNY Mellon | Pershing

November 2 @ 8:00 am - 9:00 am

Wednesday 2nd November 2022 at time TBC, webinar with BNY Mellon | Pershing.


The final installment of the series with BNY Mellon | Pershing will leave listeners with actionable steps to manage regulatory divergence and outsourcing options to consider.


Specific talking points include:

  • Encouraging firms to look for internal efficiencies as well as collate and manage data smartly to reduce ongoing costs and help drive coordination across utilised systems.
  • Highlighting the importance of robust process building, including proper regulatory horizon scanning and adequate traceability to ensure there is a good audit trail and a look-back that demonstrates compliance.
  • Urging brokers to be proactive and help drive the dialogue on what’s best for global markets via consultations and other opportunities for industry input.


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November 2
8:00 am - 9:00 am


Video Conference


BNY Mellon | Pershing
The Broker Club

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