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Quarterly CASS Group

October 19, 2023 @ 8:00 am - 9:00 am

Thursday 19th October 2023 from 08:00 AM – 09:00 AM, via Webinar.


The Quarterly CASS Group is a networking group aimed a CASS, compliance, and regulatory staff specific for firms who hold client money. Led by consultants this group aims to give you updates on all CASS-related issues. The group meets on the third week of the first month of each quarter (Oct, Jan, Apr, Jul), on Thursday Mornings from 08:00 am – 09:00 am.


In this edition of the Quarterly CASS Group, Raj Rajani from Leaman Crellin will be presenting a webinar on CASS Updates. This webinar will cover the following:

  • The crucial role of CASS as the cornerstone of FCA’s regulations and obligations for firms
  • FCA’s expectations including operational, financial resilience, and wind-down planning
  • Breaches, what the auditors are reporting on, and what the FCA is seeing


To register to attend, complete the form below or email events@thebrokerclub.org.


Registrations are now closed for this event - contact events@thebrokerclub.org for more information



October 19, 2023
8:00 am - 9:00 am
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The Broker Club
Leaman Crellin



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The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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