Quarterly CASS Group
October 19 @ 8:00 am - 9:00 am
Thursday 19th October 2023 from 08:00 AM – 09:00 AM, via Webinar.
The Quarterly CASS Group is a networking group aimed a CASS, compliance, and regulatory staff specific for firms who hold client money. Led by consultants this group aims to give you updates on all CASS-related issues. The group meets on the third week of the first month of each quarter (Oct, Jan, Apr, Jul), on Thursday Mornings from 08:00 am – 09:00 am.
In this edition of the Quarterly CASS Group, Raj Rajani from Leaman Crellin will be presenting a webinar on CASS Updates. This webinar will cover the following:
- The crucial role of CASS as the cornerstone of FCA’s regulations and obligations for firms
- FCA’s expectations including operational, financial resilience, and wind-down planning
- Breaches, what the auditors are reporting on, and what the FCA is seeing
To register to attend, complete the form below or email events@thebrokerclub.org.
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