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Quarterly CASS Group

October 19, 2023 @ 8:00 am - 9:00 am

Thursday 19th October 2023 from 08:00 AM – 09:00 AM, via Webinar.

 

The Quarterly CASS Group is a networking group aimed a CASS, compliance, and regulatory staff specific for firms who hold client money. Led by consultants this group aims to give you updates on all CASS-related issues. The group meets on the third week of the first month of each quarter (Oct, Jan, Apr, Jul), on Thursday Mornings from 08:00 am – 09:00 am.

 

In this edition of the Quarterly CASS Group, Raj Rajani from Leaman Crellin will be presenting a webinar on CASS Updates. This webinar will cover the following:

  • The crucial role of CASS as the cornerstone of FCA’s regulations and obligations for firms
  • FCA’s expectations including operational, financial resilience, and wind-down planning
  • Breaches, what the auditors are reporting on, and what the FCA is seeing

 

To register to attend, complete the form below or email events@thebrokerclub.org.

 

Registrations are now closed for this event - contact events@thebrokerclub.org for more information

 

Details

Date:
October 19, 2023
Time:
8:00 am - 9:00 am
Event Category:
Event Tags:
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Organisers

The Broker Club
Leaman Crellin

Venue

Webinar

Register Today

The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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