Loading Events

All Events

  • This event has passed.

Legal update with CMS Law

February 21 @ 4:00 pm - 5:00 pm

Wednesday 21st February 2024 | 4pm – 5pm | Eight Club Bank |

The Legal update is a quarterly meeting for all interested parties in particular aimed at regulatory and compliance staff, in-house legal, COO, and operations staff.¬† This event is led by partners at CMS law firm, who share insight and observations on what they are seeing from a legal and regulatory viewpoint, giving opinions on the regulators’ strategy as well as enforcement actions.

For this event, CMS will talk about recent enforcement action they are seeing and what the learnings are for broking firms from the cases so far.

To register to attend, complete the form below or email events@thebrokerclub.org.

 

Registrations are now closed for this event - contact events@thebrokerclub.org for more information

 

Details

Date:
February 21
Time:
4:00 pm - 5:00 pm
Event Category:
Event Tags:
, ,

Organisers

The Broker Club
CMS

Venue

Eight Members Club Bank
1 Change Alley
London, EC3V 3ND United Kingdom
+ Google Map
Phone:
+442076210808
Website:
View Venue Website

Register Today

The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

Click here to register