Loading Events

All Events

  • This event has passed.

Response to FCA ‘Dear CEO’ letter to wholesale brokers

May 22, 2019 @ 8:00 am - 9:00 am

On 18th April the FCA published a dear ‘CEO letter’ to brokers in wholesale markets:

https://www.fca.org.uk/publication/correspondence/dear-ceo-letter-wholesale-market-broking-firms.pdf

The good news is The Broker Club, working with PWC have been reviewing this letter and will be holding an interim round table to address all the issues raised.

DATE & TIME:    Wednesday 22nd MAY, 8AM START, 1 HOUR
VENUE:                 ROOM 4, 3RD FLOOR, BECKET HOUSE, 36 OLD JEWRY

Vanisha Naidu, PWC Governance, Risk and Compliance team, formerly Chief Operating Officer at BGC Partners/Cantor Fitzgerald will lead the discussion.

If you would like to attend please let me know ASAP as seats are limited.

 

Details

Date:
May 22, 2019
Time:
8:00 am - 9:00 am

Organisers

PwC
The Broker Club

Venue

Solace, 30 Crown Place
30 Crown Place
London, EC2A 4EB United Kingdom
+ Google Map
Phone:
+442079654750
Website:
View Venue Website

Register Today

The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

Click here to register