The FCA’s Approach to Market Abuse

The FCA conducts its own surveillance of the markets in order to detect attempts or incidents of actual market abuse. This session from Leaman Crellin Limited will discuss the FCA’s supervisory approach including their use of data, supervision and work with the markets. There will also be a discussion about understanding when an investigation might be underway and the options available to the FCA when they detect market abuse.

This is part of a series of round tables on market conduct, in conjunction with Leaman Crellin. If you would like to attend this video conference, or any others in the series please email: events@thebrokerclub.org