Third Party Vendor Risk Management: Due Diligence and Tools with Deloitte

A key theme in financial crime compliance risk continues to be AML/KYC controls. Firms generally have well established procedures for on-boarding clients.  Firms often have less developed procedures and tools for completing initial and ongoing due diligence on third party suppliers and vendors.  Deloitte will present on how firms can improve their processes and procedures for third party suppliers.

If you would like to attend this video conference round table, please email: events@thebrokerclub.org