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Trade Surveillance round table: eComms Surveillance, MIFID II & MARS

June 12, 2019 @ 4:00 pm - 5:30 pm

“Effective eComms Surveillance: finding your way in the MiFID II, MAR, ePrivacy and GDPR forest”

This round table will cover all aspects of eComms Surveillance including:

  • The rise of eComms channels
  • The importance of getting the data right
  • Breaking the data silos
  • Correlating you eComms and trade data
  • Future- proofing your compliance (including utilizing AI capabilities)

Feel free to modify wording or suggest more topics.

This round table will cover all aspects anti-money laundering, artificial intelligence systems can mine huge volumes of data for risk-relevant facts, simplifying the process of identifying high-risk clients.


Financial consultants and industry experts will lead the discussion to explore just how AI can save money, reduce the number of false positives and improve efficiency.


June 12, 2019
4:00 pm - 5:30 pm


Shield Financial Compliance
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Solace, 30 Crown Place
30 Crown Place
London, EC2A 4EB United Kingdom
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The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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