Upcoming Broker Club Events

Terry Sahathevan and the Financial Services team from Deloitte will run through the fortnightly regulatory update, sharing insight on the latest publications from the FCA as well as other news. The discussion will then focus on environmental, social and corporate governance and sustainability. To register for this video conference round table, please email: events@thebrokerclub.org

Fingerprint Supervision lead our series: Future-Proofing Your Firm: Navigating Through 2021 and Beyond, a four-part series delving into the nitty-gritty of how to operate a resilient, compliant and growth-focused in 2021.   PART 1:  Market Watch 66 Review - How to Remain Compliant During Remote Working   Why are the FCA so concerned about the risks presented by employees working from home, and the wider risk this poses to markets, investors, and clients? How far will the FCA go to…

Over the last years there has been a wave of reporting requirements imposed by the likes of EMIR, MMSR, MiFID and SFTR, with a myriad of firms offering point solutions for each regulation.  In this session we will discuss how a single model is able to cater for all transaction reporting requirements and the synergies that such a model can provide both in regard to implementation as well as daily reporting. This session, the third in the four part series,…

This session from Leaman Crellin will discuss the FCA’s current priorities and focus for firms holding client assets and monies, including changes arising from Brexit. If you would like to attend this video conference round table, please email: events@thebrokerclub.org    

Fingerprint Supervision lead our series: Future-Proofing Your Firm: Navigating Through 2021 and Beyond, a four-part series delving into the nitty-gritty of how to operate a resilient, compliant and growth-focused in 2021.   Part II: Scrutinised vs. Empowered – Changing Perceptions, Flipping Mindsets Why making governance focused corporate culture & accountability a core business focus will pay off dividends in the medium and long term. In difficult and challenging environments, there is huge opportunity to embrace change. What 2020 proved is the world…

With a high level of standardisation BearingPoint have been able to embrace industrialisation both in regards to their own products and services with their Factory offering, but also through the provision of Regulatory Reporting Utilities such as AuRep, a central reporting utility used by virtually all Banks in Austria.  In this session BearingPoint will provide an overview of both how they have found synergies in their approach and how these synergies can be adopted at a wider level with the…

Terry Sahathevan and the Financial Services team from Deloitte will run through the fortnightly regulatory update, sharing insight on the latest publications from the FCA as well as other news. To register for this video conference round table, please email: events@thebrokerclub.org

Fingerprint Supervision lead our series: Future-Proofing Your Firm: Navigating Through 2021 and Beyond, a four-part series delving into the nitty-gritty of how to operate a resilient, compliant and growth-focused in 2021.   Part III:  FinTech, RegTech, FutureTech – Let’s Cut the Cr*p Case studies, experiences and musings on what tech is actually needed to run a resilient, compliant, and cost-efficient firm in 2021. London is projected to be the next ‘Silicon Valley’ over the coming decade, with the FinTech and…