July 2022
Benchmarks Regulation – in assocation with Effecta Compliance
WEBINAR | 6th July | 4.oo p.m. to 5:00 p.m. The Benchmarks Regulation establishes a regime for benchmark administrators that ensures the accuracy and integrity of benchmarks. Clemmie Bowyer of Effecta Compliance will run through what this means for broking firms, and what compliance teams need to be aware of. Clementine (Clemmie) Bowyer is a Director at Effecta Compliance with expertise in Global Brokerage Compliance, Risk Management, Regulatory Compliance and Operational Risk Management. She has over 15 years of UK compliance and…
Find out moreRegulatory Update in association with Deloitte
NOW 14 JULY (FROM 30 JUNE) Join Terry Sahathevan and the team from Deloitte for their regular monthly review of – and insights into – recent updates and announcements from the FCA and other financial markets regulatory and supervisory bodies. To join this event, please register using the form below.
Find out moreEverything brokers need to know about digital technology – in association with Navan Digital
IN PERSON EVENT | 14 July | 4.00 p.m. | Eight Members Club, Bank Join us for this in person roundtable with industry specialists Navan Digital. In this event, Navan's industry specialists will provide a comprehensive review of everything 'digital' - including a Glossary of Terms - to help broking firms navigate effectively in the new digital landscape. Topics covered include: • Digital asset history – 2008 to 2010; crypto revolutionaries • DLT & Blockchains – private, permissioned, public, PoW/PoS/PoH…
Find out moreSeptember 2022
Identifying & Managing Material Risk Takers in Commodities Markets in association with A.C.Culley & Co.
THIS IS AN IN PERSON LUNCHTIME EVENT AT EIGHT CLUB BANK. REFRESHMENTS PROVIDED. In this in person session, Alexander Culley, CEO of regulatory consulting firm A.C.Culley & Co, will draw upon his experiences as a senior compliance professional in commodities markets to analyse case studies and provide practical tips to help firms create and maintain a robust Table of Material Risk Takers, and to use it proactively use this in day-to-day operations. Register below to join this event. Refreshments will…
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