Recent Regulatory Actions – what we can learn from it.
WebinarThis webinar, led by Effecta Compliance will review the recent regulatory action taken by the FCA, including some of the fines and discuss what broking firms can learn from it. To join this event register here
Quarterly Tax Update with PwC
Eight Members Club Bank 1 Change Alley, LondonPwC lead a discussion on all things tax related for broking firms. This event will focus on: General tax update given the ongoing economic environment UK EU divergence and potential future direction of travel The current tax dispute environment and how to navigate potential disputes with HMRC VAT updates from the PwC specialist Transfer pricing […]
Consumer Duty Toolkit for Retail and other Broking firms
Video ConferenceC&G Regulatory Solutions is offering members of the Broker Club a 20% discount off the RRP of its Consumer Duty Toolkit. The Toolkit is designed to help firms involved in the manufacture and distribution of retail products and services achieve compliance with the Consumer Duty in a way that is proportionate and cost effective. The Toolkit is comprised […]
The New Working Model – Are you aware of all the Risks?
WebinarMany firms post COVID have reverted to a hybrid working model with staff working from various locations, sometimes full time. This presents firms with several risks and in some instances (where staff are working overseas) could be in breach of tax or regulatory and compliance issues. In this webinar Effecta Compliance will review options and […]
Digital Asset Forum Part 4: Regulation
Eight Members Club Bank 1 Change Alley, LondonWednesday 14th December 2022 at 4 PM, at the Eight Club Bank. A collaboration between The Broker Club, ACI UK, and The Society of Technical Analysts. Meeting on the second Wednesday of every month, The Digital Asset forum will aim to encompass everything a firm needs to know about offering digital assets to their […]