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March 2022

Supervision Interventions: A guide to managing – in association with CMS Law

March 3 @ 8:00 am - 9:00 am
Eight Members Club Bank, 1 Change Alley
London, EC3V 3ND United Kingdom
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This is an inperson event at Eight Members Club, Bank.  To join this event, register below.

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New Strategies for a Changing World – Deloitte Financial Markets Regulatory Outlook 2022

March 3 @ 8:00 am - 9:00 am
Virtual Event United Kingdom

More details to follow.  

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Dear CEO letter – 3 years on… Part I – In association with PwC

March 10 @ 4:00 pm - 5:00 pm
Eight Members Club Bank, 1 Change Alley
London, EC3V 3ND United Kingdom
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The first in our  3-part series run in association with PwC that will review - 3 years on from its publication - progress, changes and challenges arising from the Dear CEO letter to Wholesale Brokers. This is an in-person roundtable and an opportunity for participants to share experiences and gain up to date insight from industry experts.  To join us, please register below.

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Complete Guide To Governance – Part II: SMCR Management & Reporting

March 16 @ 8:00 am - 9:00 am
Virtual Event United Kingdom

In this comprehensive and educational 5-part series, financial markets compliance specialists Leaman Crellin will provide a thorough grounding in Governance – what it means, why it’s growing in importance, how it is ‘measured’ (by regulators/supervisors/clients/partners and all participants in financial markets ‘supply chains’) and what broking firms need to be thinking about – and doing – to meet governance challenges and obligations. This exclusive 5-part series will cover all aspects of governance for broking firms: 2 March - Part I - SYSC…

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Dear CEO Letter – 3 years on…. – Part II – in association with PWC

March 17 @ 4:00 pm - 5:00 pm
Eight Members Club Bank, 1 Change Alley
London, EC3V 3ND United Kingdom
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The second in our  3-part series run in association with PwC that will review - 3 years on from its publication - progress, changes and challenges arising from the Dear CEO letter to Wholesale Brokers. This is an in-person roundtable and an opportunity for participants to share experiences and gain up to date insight from industry experts.  To join us, please register below.

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Regulatory Update – in association with Deloitte

March 24 @ 8:00 am - 9:00 am
Virtual Event United Kingdom

Join Terry Sahathevan and the team from Deloitte for their informed review of – and insights into – recent updates and announcements from the FCA and other financial markets regulatory and supervisory bodies. To join us at this event, please register using the form below.

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Dear CEO letter – 3 years on…. Part III – in association with PWC

March 24 @ 4:00 pm - 5:00 pm
Eight Members Club Bank, 1 Change Alley
London, EC3V 3ND United Kingdom
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The second in our  3-part series run in association with PwC that will review - 3 years on from its publication - progress, changes and challenges arising from the Dear CEO letter to Wholesale Brokers. This is an in-person roundtable and an opportunity for participants to share experiences and gain up to date insight from industry experts.  To join us, please register below.

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Complete Guide to Governance – Part III: MiFID

March 30 @ 8:00 am - 9:00 am
Virtual Event United Kingdom

In this comprehensive and educational 5-part series, financial markets compliance specialists Leaman Crellin will provide a thorough grounding in Governance – what it means, why it’s growing in importance, how it is ‘measured’ (by regulators/supervisors/clients/partners and all participants in financial markets ‘supply chains’) and what broking firms need to be thinking about – and doing – to meet governance challenges and obligations. This exclusive 5-part series will cover all aspects of governance for broking firms: 2 March - Part I - SYSC…

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Identifying & Managing Material Risk Takers in Commodities Markets in association with A.C.Culley & Co.

March 31 @ 4:00 pm - 5:00 pm
Eight Members Club Bank, 1 Change Alley
London, EC3V 3ND United Kingdom
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In this interactive session, Alexander Culley, CEO of regulatory consulting firm A.C.Culley & Co, will draw upon his experiences as a senior compliance professional in commodities markets to analyse case studies and provide practical tips to help firms create and maintain a robust Table of Material Risk Takers, and to use it proactively use this in day-to-day operations. Register below to join this event.

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April 2022

How ESG can optimise your business – in association with PwC

April 7 @ 8:00 am - 5:00 pm

ESG session – How ESG can optimise your business and what you can do to make a difference - more details to follow including time and venue.

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