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November 2020

Regulatory Update with Deloitte

November 19 @ 8:00 am - 9:00 am
Video Conference

Terry Sahathevan and the team will provide their fortnightly regulatory update. If you would like to attend this video conference, please email: events@thebrokerclub.org

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Industry Codes 101

November 25 @ 4:00 pm - 5:00 pm
Video Conference

Between 2017 and 2018 three industry codes were published each replacing elements of the NIPs code. All three have since been recognised by the UK regulators who are encouraging firms to commit to these codes. What are they are and why would you want to commit to them? This session from Leaman Crellin Limited will cover each of the three codes and give you some tips on implementation. This is part of a series of round tables on market conduct, in conjunction…

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Operational Resilience in the “New Normal” with 3 Lines of Defence Consulting Ltd.

November 26 @ 4:00 pm - 5:00 pm
Video Conference

3 Lines of Defence Consulting lead our discussion on Operational Resilience in the "New Normal" - What does good look like with the increased regulatory focus? If you would like to attend this video conference round table, please email: events@thebrokerclub.org

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