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April 2022

Complete Guide to Governance – Part IV: Vendor Management & Outsourcing

April 13 @ 8:00 am - 9:00 am
Virtual Event United Kingdom

In this comprehensive and educational 5-part series, financial markets compliance specialists Leaman Crellin will provide a thorough grounding in Governance – what it means, why it’s growing in importance, how it is ‘measured’ (by regulators/supervisors/clients/partners and all participants in financial markets ‘supply chains’) and what broking firms need to be thinking about – and doing – to meet governance challenges and obligations. This exclusive 5-part series will cover all aspects of governance for broking firms: 2 March - Part I - SYSC…

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Regulatory Update in association with Deloitte

April 21 @ 8:00 am - 9:00 am
Virtual Event United Kingdom

Join Terry Sahathevan and the team from Deloitte for their regular monthly review of – and insights into – recent updates and announcements from the FCA and other financial markets regulatory and supervisory bodies. To join this event, please register using the form below.

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Complete Guide to Governance – Part V: Trading

April 27 @ 8:00 am - 9:00 am
Virtual Event United Kingdom

In this comprehensive and educational 5-part series, financial markets compliance specialists Leaman Crellin will provide a thorough grounding in Governance – what it means, why it’s growing in importance, how it is ‘measured’ (by regulators/supervisors/clients/partners and all participants in financial markets ‘supply chains’) and what broking firms need to be thinking about – and doing – to meet governance challenges and obligations. This exclusive 5-part series will cover all aspects of governance for broking firms: 2 March - Part I - SYSC…

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