All Broker Related Articles

FCA Sets Expectations for Firms to Record Communications when Working from Home

FCA Sets Expectations for Firms to Record Communications when Working from Home

FCA focuses on risks associated with unmonitored communications, including the use of unencrypted apps, such as WhatsApp, for sharing potentially sensitive or confidential information when working from home. Read the full blog post from Lexology HERE

Register Today

The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

Click here to register