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Operational Resilience in the "New Normal" with 3 Lines of Defence Consulting (26/11/20)

Forum continuing the conversation from the operational resilience round table

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Industry Codes 101 with Leaman Crellin (25/11/20)

Forum continuing the conversation from the industry codes round table

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Order Execution Hot Topics with Leaman Crellin (18/11/20)

Forum continuing the conversation from the order execution round table.

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Climate Risk Management with BDO Ltd. (12/11/20)

Forum continuing the conversation from the climate risk management round table

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Market Soundings/Colour with Leaman Crellin (11/11/20)

Forum continuing the conversation from the market soundings/colour round table.

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Information Walls with Leaman Crellin (4/11/20)

Forum continuing the conversation from the information walls round table.

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Conflicts of Interest with Leaman Crellin (28/10/20)

Forum continuing the conversation from the conflicts of interest round table

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How to Manage a Potential Market Abuse Situation with Leaman Crellin (21/10/20)

Forum continuing the conversation from the managing a potential market abuse round table.

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Cyber Security in the New "Covid" Reality with 3 Lines of Defence Consulting Ltd. (15/10/20)

Forum continuing the discussion from the Cyber Security Round Table

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AML with Martin Woods (15/10/20)

Forum continuing the discussion from the AML Round Table

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Ways of Detecting and Preventing Market Abuse with Leaman Crellin (14/10/20)

Forum continuing the conversation from the Ways of Detecting and Preventing Market Abuse Round Table

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SM&CR with WorkSmart (14/10/20)

Forum continuing the conversation from the SM&CR Round Table

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Market Abuse Themes with Leaman Crellin (7/10/20)

Forum continuing the conversation from the Market Abuse Theme Round Table

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The Impact of COVID 19 on the Workplace with Meaby and Co. (7/10/20)

Forum continuing the conversation from the Impact of Covid on the Workplace round table

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Market Reporting Obligations with Leaman Crellin (30/9/20)

Forum continuing the conversation from the Market Reporting Obligations Round Table

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AML with 3 Lines of Defence Consulting (24/9/20)

Forum continuing the conversation from the AML Round Table

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Regulatory Update and Focus on Conflicts Frameworks with Deloitte (24/9/20)

Forum continuing the conversation from the Regulatory Update and Conflicts Frameworks Round Table

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Handling an FCA Market Abuse Related Visit with Leaman Crellin (23/9/20)

Forum continuing the conversation from the Handling an FCA Visit Round Table

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Modelling with Monte Carlo Plus (23/9/20)

Forum continuing the conversation from the Modelling Round Table

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The FCA’s Approach to Market Abuse with Leaman Crellin (16/9/20)

Forum continuing the conversation from The FCA’s Approach to Market Abuse Round Table

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Benchmarking with Monte Carlo Plus (16/9/20)

Forum continuing the conversation from the Benchmarking Round Table

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Regulatory Update with Deloitte and Focus on Broker Remuneration (10/9/20)

Forum continuing the conversation from the Regulatory Update Round Table

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Market Abuse 101 with Leaman Crellin (9/9/20)

Forum continuing the conversation from the Market Abuse 101 Round Table

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Prudential Capital Requirements with Monte Carlo Plus (9/9/20)

Forum continuing the conversation from the Prudential Capital Requirements round table

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Global FX Code (20/8/20)

Forum continuing the conversation from the Global FX Code Round Table

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Regulatory Update and a Focus on a New Prudential Regime: Policy Changes on Financials (13/8/20)

Forum continuing the conversation from the Regulatory Update with focus on a New Prudential Regime

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Dear CEO Letter on TTCAs (6/8/20)

Forum continuing conversation from the Dear CEO Letter on TTCAs Round Table

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Best Execution with Big XYT (5/8/20)

Forum continuing conversation from the Best Execution Round Table

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Best Execution with Leaman Crellin (30/7/20)

Forum continuing conversation from the Best Execution Round Table

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CASS (16/7/20)

Forum continuing conversation from the CASS round table

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The Role of Introducing Brokers: FCA scrutiny (15/7/20)

Forum continuing the conversation from the role of introducing brokers round table

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A Market Abuse Framework – What’s in the Toolbox? (9/7/20)

Forum continuing the conversation from the market abuse round table

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Regulatory Reporting: An Update for the Broker Community Post CME & Deutsche Börse Exit (8/7/20)

Forum continuing the conversation from the regulatory reporting round table

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Compliance Reliance after Brexit (1/7/20)

Forum continuing the conversation from the compliance reliance after Brexit round table

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Payment For Order Flow (24/6/20)

Forum continuing conversation from Payment from Order Flow Round Table

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