
ESMA Releases Consultation Paper on Guidelines on Appropriateness and Execution Only
February 8, 2021ESMA has released a consultation paper on guidelines on appropriateness and execution only. In particular, this paper is addressed to...
ESMA has released a consultation paper on guidelines on appropriateness and execution only. In particular, this paper is addressed to...
The Prudential Regulation Authority has highlighted the following five areas for priority focus this years: Financial Resilience, LIBOR Transition,...
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, is issuing a public statement to remind...
FCA focuses on risks associated with unmonitored communications, including the use of unencrypted apps, such as WhatsApp, for sharing...
BDO Ltd. lead our discussion on tax for broking firms after Brexit, with a particular focus on VAT. The...
Over the last years there has been a realisation that the tradition of trying to standardise the reporting outputs...
Broking firms that serve a retail client base are in a great space at present. Day trading has become...
John Clarke, Director within the Banking and Capital Markets Tax team at PricewaterhouseCoopers, leads our quarterly update on tax...