Outlook for Crypto 2022 – Be optimistic. Be curious. Be careful.
January 17, 2022On 11 January 2022, The Broker Club came together with the Society of Technical Analysts and ACI UK to...
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Society of Technical Analysts – Fireside Chat with John Bollinger, author, analyst and creator of Bollinger Bands
January 6, 2022In November 2021, as part of its ongoing International Speaker Tour, Jeff Boccaccio, Director, Society of Technical Analysts enjoyed...
Expanded 2021/2022 Regulatory Data Handbook from A-Team Group
November 24, 2021A-Team Group’s latest Regulatory Data Handbook helps market participants gain a full understanding of regulations related to an organisation...
Bitcoin Set to Become Institutional Trading Market
November 24, 202117 November – Anita Hawser, The Trade Institutions to increase target asset allocations to crypto and digital assets longer...
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Transaction Reporting Clinic in association with Nik Volpe, RegRisk Consulting
December 2, 2021On December 2 2021, Nik Volpe, Transaction Reporting specialist at RegRisk Consulting gave a very insightful overview of current transaction...
Investigations and Disciplinary Proceedings for Regulated Firms – in association with Winckworth Sherwood LLP
December 1, 2021In this session, James Duncan, Partner, Winckworth Sherwood LLP outlined regulatory obligations, challenges and best practices with respect to...
Market Conduct Series – Part IV – Conduct Hot Topics
November 17, 2021In the final part of this insightful series from compliance experts Leaman Crellin, Katharine Leaman and participants discussed Conduct...
Market Conduct series – Part III – Control Frameworks
November 3, 2021Conduct and compliance experts Leaman Crellin provide market practitioners with a comprehensive overview of financial market abuse/conduct regulations and codes,...