Trading Resilience Using Machine Learning and Test Automation
December 3, 2020Machine learning (ML) is the driving force behind the next generation of multi-layered automated testing for trading platforms. Learn...
Information Centre
Broker Relevant Articles and News
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Broker Club Personal Account Dealing Survey
November 9, 2020Our personal account survey carried out last week showed a variety of approaches to Personal Account Dealing (PAD) within...
FCA Statement and Approach on Share Trading Obligations
November 9, 2020The FCA has recently released a statement share trading obligations, with the prospect of the Brexit transition period ending...
FRC’s Guidance on Board Effectiveness
November 2, 2020In 2018 produced guidance on board effectiveness. This report can be viewed HERE
Latest White Papers
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Operational Resilience in the “New Normal” with 3 Lines of Defence Consulting Ltd.
November 26, 20203 Lines of Defence Consulting lead our discussion on Operational Resilience in the “New Normal” – What does good...
Industry Codes 101 with Leaman Crellin
November 25, 2020Between 2017 and 2018 three industry codes were published each replacing elements of the NIPs code. All three have...
Order Execution Hot Topics with Leaman Crellin
November 18, 2020Precedents usually provide clarity, but it feels the reverse could be said of some recent prosecutions against firms and...
Climate Risk Management with BDO
November 12, 2020Despite all the focus on COVID-19 this year, climate change and broader environmental, social and governance (ESG) matters remain...