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Markets Monitoring – Joining the Dots – an article from Leaman Crellin

Markets Monitoring – Joining the Dots – an article from Leaman Crellin

Regulatory compliance experts Leaman Crellin look at recent FCA fines of brokers whose businesses have been used by their clients to facilitate financial crime.  It notes that brokers need to be 'joining the dots' between systems and processes used to monitor financial crime and broader market monitoring. Click here for full article.