Mobile Device Policies on Trading Floors & MIFID II Member Survey

Before our round table ‘Mobile Device Policies on Trading Floors & MIFID II’, The Broker Club reached out to member firms and asked questions about their mobile phone policies. All the firms who were invited to participate in the research are scheduled to attend the round table discussion, so have expressed interest in the topic.  All questions were answered by Heads of Compliance or senior compliance officers.   Question 1: Is your organisation seeing an increased demand from clients to communicate via IM or social channels (e.g. WhatsApp)?

• 100% of members answered yes

• 40% of members answered yes

• 60% of members answered yes

• 50% of members without a BYOD policy answered yes

• 100% of members with a BYOD policy answered yes

• 100% of members with a BYOD policy answered yes

• 80% of members answered no

Please Login to read more, and to access white papers, case studies and best practices.

If you are not a member of BrokerClub, please register.