Risk under IFPR. Part 4 Operational Risk
February 8, 2023Risk under the new Investment Firm Prudential Regime: Part 4: Operational risk under IFPR In the final part of...
Round Table Archives
‘Risk Under IFPR’ part 3: The Risk in the Matched principal book under IFPR
February 1, 2023Risk under the new Investment Firm Prudential Regime FEB 1st | 8:00AM – 9:00AM | Webinar | Part 3: The...
‘Risk Under IFPR’ part 2: Market Risk
January 25, 2023A Comprehensive understanding of Risk under IFPR. A four part series Part 2: Market Risk under IFPR JAN 25...
‘Risk under IFPR’ Part 1: Counterparty exposure and risk under IFPR
January 18, 2023A Comprehensive understanding of Risk under IFPR. A four part series Part 1: Counterparty exposure & risk under IFPR...
‘Inside the mind of the regulator: with BDO Consultants
November 10, 2022Thursday 10th November 2022 BDO Consultants provided an opportunity to discuss in an open forum some of the key...
Operational Resilience with BDO Consulting. Nicola Ball and Steve Dellow present
October 6, 2022Thursday 6th October 2022 at 8 AM, webinar with Nicola Ball and Steve Dellow from BDO. Operational Resilience, including management...
26 May – Deloitte Regulatory Update
May 26, 2022Thanks as always to Terry Sahathevan and his Deloitte colleages Emily Cockrell and Tasneem Saiki for their interesting and...
Global FX Code: What it is, what FCA expects – in-person roundtable with Leaman Crellin
May 25, 2022In this in person, interactive roundtable Katharine Leaman from regulatory compliance specialists Leaman Crellin led a discussion on the Global FX Code...
ICARA – the new normal: Obligations, calculations and submissions- in association with Wheelhouse Advisors
May 19, 2022In this session, Wheelhouse Advisors regulatory experts talked about: ICARA – The new normal: Meeting your ICARA obligations Underlying...
Embedding IFPR: Reporting, monitoring, governance and breaches – in association with Wheelhouse Advisors
May 12, 2022In the first of two sessions, Wheelhouse Advisors discuss embedding the new IFPR regime with particular reference to: •...
Scaling Client Services to Optimise OTC Market Data and Quote Delivery – with ipushpull
May 5, 2022On 5 May Matthew Cheung and Neil Weatherall of data distribution and workflow automation fintech ipushpull shared their experiences of enabling broking desks...
Part IV: Complete Guide to Governance with Leaman Crellin
April 13, 2022Part 4 of 5 – Vendor Management & Outsourcing Financial markets compliance specialists Leaman Crellin provide a thorough grounding...