
Embedding IFPR: Reporting, monitoring, governance and breaches – in association with Wheelhouse Advisors
May 12, 2022In the first of two sessions, Wheelhouse Advisors discuss embedding the new IFPR regime with particular reference to: •...
In the first of two sessions, Wheelhouse Advisors discuss embedding the new IFPR regime with particular reference to: •...
Part 4 of 5 – Vendor Management & Outsourcing Financial markets compliance specialists Leaman Crellin provide a thorough grounding...
In the first of two sessions, this interactive Workshop led by industry experts worked with participants to review compliance...
Part 3 of 5 – MiFID Financial markets compliance specialists Leaman Crellin provide a thorough grounding in Governance –...
In our 2-part series, run in association with market conduct specialist and former senior FCA regulator David Blunt, we...
Part 2 of 5 – SMCR Management & Reporting Financial markets compliance specialists Leaman Crellin provide a thorough grounding...
On 10 March, David Strachan and Felix Bungay of Deloitte’s EMEA Centre for Regulatory Strategy gave an exclusive presentation...
The enforcement powers of the Financial Conduct Authority (FCA) include criminal, civil and regulatory actions against firms and indviduals...
The latest in tax development and strategy for financial services broking firms from PwC tax specialist John Clarke and...
Part 1 of 5 – SYCS – Systems and Controls Financial markets compliance specialists Leaman Crellin provide a thorough...
On 9 Febrruary Samuel Rowe and Clare Curtis of Effecta Compliance and Emma Vernon of Constantine Law led an engaging and insightful...
In the second session in its two-part series on ESG Challenges and Strategies, industry specialists BDO Consulting led a...
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