
Broker Fines for Market Abuse
March 4, 2023Thursday 27th April 2023 at 4 PM, at the Eight Club Bank. How Regulators are targeting Brokers, and...
Thursday 27th April 2023 at 4 PM, at the Eight Club Bank. How Regulators are targeting Brokers, and...
Tuesday 25th April 2023 at 4 PM, at the Eight Club Bank. Clemmie Bowyer from Effecta Compliance will...
The upcoming phase-out of the Interbank Lending Rate (IBOR) means big changes to financial services – but few firms...
FCA “DEAR CEO” LETTER TO WHOLESALE BROKERS: With PwC PWC will lead the discussion on how firms can draft...
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