Senior Managers & Certification Regime: A Practical Guide and Best Practice to Implementation
September 5, 2019Senior Managers & Certification Regime (SM&CR) doesn’t need to be difficult – brokerage firms just needs to be organised...
Broker relevant articles | #SMCR
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SM&CR with PwC
August 29, 2019PwC will lead the 1.5-hour discussion on SM&CR, and what it means to you.