FCA Market Watch 73 Published: 26 / 04 / 2023 In Market Watch 73, the FCA discusses their observations and findings from... Login to read more
FCA PS23/3 – Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules Published: 02 / 05 / 2023 The FCA has announced they are replacing the FCA Financial Resilience Survey... Login to read more
FCA Strategy 2022-2025 “Our regulation affects consumers, businesses and the UK economy. We have a strategic objective to ensure financial services markets... Login to read more
FCA Consultation (closes 23/03/22): Strengthening our financial promotion rules for high risk investments, including cryptoassets Login to read more
December 2021: FCA Policy Statement: Enhancing climate-related disclosures by asset managers, life insurers and FCA-regulated pension providers Login to read more
July 2021: FCA Discussion Paper: Diversity and inclusion in the financial sector – working together to drive change Login to read more
ESMA Guidelines on Certain Aspects of the MiFID II Compliance Function Requirements Login to read more
MIFID II: IMPACT OF THE NEW TICK SIZE REGIME Risks & This paper sets out an initial analysis of the impact of the new tick size regime introduced by MiFID... Login to read more
GUIDE ON THE NEW RULES GOVERNING THE FUNDING OF RESEARCH BY INVESTMENT SERVICE PROVIDERS UNDER MIFID II Login to read more