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White Papers

ESMA Guidelines on Certain Aspects of the MiFID II Compliance Function Requirements

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Growing Importance of the Closing Auction in Share Trading Volumes

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FCA review – PFOF Payment for Order flow – FCA review

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MIFID II: IMPACT OF THE NEW TICK SIZE REGIME Risks &

This paper sets out an initial analysis of the impact of the new tick size regime introduced by MiFID... View & Download

GUIDE ON THE NEW RULES GOVERNING THE FUNDING OF RESEARCH BY INVESTMENT SERVICE PROVIDERS UNDER MIFID II

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THE GENERAL DATA PROTECTION REGULATION

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SMART AND COST EFFECTIVE RISK AND COMPLIANCE SOLUTIONS

Today, Risk Management and Compliance is becoming more complex to implement and maintain, requiring more attention and funding from... View & Download
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